Notes
Slide Show
Outline
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Ethics Act
Alaska Statute 39.52

  • It’s the law
    • Cannot be waived by anyone
  • Applies to every EMPLOYEE
    •  Including part-time and student

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. . . Ethics Act
Alaska Statute 39.52

  • Penalties are significant
    • No indemnity
  • Attorney General and State Personnel Board may act
  • The act is technical, not intuitive
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“Immediate Family Member” (IFM)
  • Who has an Interest?  Not just yours!
    • Spouse
    • Cohabitant in conjugal relationship
    • Child, including step/adoptive
    • Your parent, sibling, grandparent, aunt, uncle
    • Your spouse’s parent or sibling
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The Act Covers:
  • Reporting outside employment/services
  • Use or disclosure of information
  • Misuse of official position
    • Nepotism
      • Hiring or supervising an IFM involves official action
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Misuse . . . U’s Nepotism Policy
  • P04.10.040
  • Appointment not prohibited, but . . .
  • “No employee of the university may supervise or participate in employment, grievance, retention, promotion, salary, leave or other personnel decisions concerning members of his or her immediate family.”
  • Faculty member may teach immediate family member, but can’t grade
  • Chancellor must approved alternative grading method
  • Remember, Ethics Act Trumps Policy
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Misuse . . .
  • Use of position for personal gain/securing or granting unwarranted benefits
  • Seeking employment/contracts
  • Soliciting compensation
  • Using resources
  • Taking/withholding action
  • Resources for Partisan Political Purposes


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. . . Covers
  • Personal use of resources
    • But, can use resources for University work even if (and because) proceeds are shared
      • employee may share in proceeds from intellectual property, depending on  provisions of Regents’ Policy or CBA
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Startup Legislation
  • Narrow exception to the Act
  • Requires approval by University President
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. . . Covers:
  • Improper influence in university grants, contracts, leases or loans
  • Gifts
    • don’t accept or solicit favors, discounts, etc.
  • Improper representation
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How to protect yourself
  • Disclosure is an essential element
    • Outside Employment
    • Gifts
    • Potential Violations
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Other Income
  • Choice:
    • Keep it separate
      • Disclose
      • Don’t use resources or information
      • Create & Maintain a separate business; or
    • Keep it within your workload if consistent
      • Share proceeds